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Sheffield Investment Management, LLC ("SIMI") is an independent "fee only" Registered Investment Advisory firm that manages balanced portfolios for individuals, families, trust/estates, retirement plans and endowment funds. Clients' accounts are separately-managed pursuant to a carefully articulated Investment Policy Statement (IPS), developed and maintained in a collaborative effort with each individual client.
SIMI is registered with the Georgia Secretary of State's Office pursuant to the Georgia Uniform Securities Act, and only transacts business in states where it is properly registered or exempted from registration requirements. Form ADV, Part II, is available to any party interested in developing a greater understanding of our investment process and activities.
Since 1979, SIMI has managed client accounts for families, trusts and qualified retirement plans. Clients' accounts are typically diversified across a variety of asset classes which may include domestic and foreign equities as well as domestic and foreign fixed income securities.
SIMI claims compliance with the CFA Institute Asset Manager Code of Professional Conduct. This claim is not verified by the CFA Institute.
The principal of SIMI is our founder/Chief Investment Officer, Roger Sheffield, CFA.
In an effort to minimize potential conflicts of interest, neither the firm nor its employees are licensed to sell any type of investment products.